java并发：jdk1.8中ConcurrentHashMap源码浅析

Posted 2021-02-09 乐之者

ConcurrentHashMap是线程安全的。可以在多线程中对ConcurrentHashMap进行操作。

在jdk1.7中，使用的是锁分段技术Segment。数据结构是数组+链表。

对比jdk1.7，在jdk1.8中，ConcurrentHashMap主要使用了CAS（compareAndSwap）、volatile、synchronized锁。

跟jdk1.8中的HashMap一样，数据结构是数组+链表+红黑树。当链表长度过长时，会转变为红黑树。

jdk1.8的HashMap源码浅析，见 https://www.cnblogs.com/expiator/p/10062968.html

对比HashMap与ConcurrentHashMap

ConcurrentHashMap是线程安全的，而HashMap线程不安全。

ConcurrentHashMap的key和value都不允许为null。而HashMap则允许。

 

构造方法：

ConcurrentHashMap构造方法如下：

   /**
     * Creates a new, empty map with the default initial table size (16).
     */
    public ConcurrentHashMap() {
    }

     /**
     * Creates a new, empty map with an initial table size
     * accommodating the specified number of elements without the need
     * to dynamically resize.
     *
     * @param initialCapacity The implementation performs internal
     * sizing to accommodate this many elements.
     * @throws IllegalArgumentException if the initial capacity of
     * elements is negative
     */
    public ConcurrentHashMap(int initialCapacity) {
        if (initialCapacity < 0)
            throw new IllegalArgumentException();
        int cap = ((initialCapacity >= (MAXIMUM_CAPACITY >>> 1)) ?
                   MAXIMUM_CAPACITY :
                   tableSizeFor(initialCapacity + (initialCapacity >>> 1) + 1));
        this.sizeCtl = cap;
    }    

重要的成员变量：

   /**
     * The default initial table capacity.  Must be a power of 2
     * (i.e., at least 1) and at most MAXIMUM_CAPACITY.
     * 
     *   初始容量跟HashMap一样，都是16.
     */
    private static final int DEFAULT_CAPACITY = 16;
    /**
     * The bin count threshold for using a tree rather than list for a
     * bin.  Bins are converted to trees when adding an element to a
     * bin with at least this many nodes. The value must be greater
     * than 2, and should be at least 8 to mesh with assumptions in
     * tree removal about conversion back to plain bins upon
     * shrinkage.
     *  当链表长度大于8时，转变为红黑树。
     */
    static final int TREEIFY_THRESHOLD = 8;

Node<K,V>节点

内部类Node,本质是存放键值对的节点。可以是链表、红黑树

  /**
     * Key-value entry.  This class is never exported out as a
     * user-mutable Map.Entry (i.e., one supporting setValue; see
     * MapEntry below), but can be used for read-only traversals used
     * in bulk tasks.  Subclasses of Node with a negative hash field
     * are special, and contain null keys and values (but are never
     * exported).  Otherwise, keys and vals are never null.
     */
    static class Node<K,V> implements Map.Entry<K,V> {
        //final修饰变量。  
        //如果修饰的是基本数据类型的变量，则其数值一旦在初始化之后便不能更改；
        //如果修饰的是引用类型的变量，则在对其初始化之后便不能再让其指向另一个对象。
        final int hash;
        final K key;
        //volatile修饰变量，保证可见性。还可以禁止指令重排序，保证有序性。
        //可见性就是指当一个线程修改了线程共享变量的值，其它线程能够立即得知这个修改。
        volatile V val;
        //下一个节点
        volatile Node<K,V> next;

        Node(int hash, K key, V val, Node<K,V> next) {
            this.hash = hash;
            this.key = key;
            this.val = val;
            this.next = next;
        }

        public final K getKey()       { return key; }
        public final V getValue()     { return val; }
        public final int hashCode()   { return key.hashCode() ^ val.hashCode(); }
        public final String toString(){ return key + "=" + val; }
        public final V setValue(V value) {
            throw new UnsupportedOperationException();
        }

        //重写equals
        public final boolean equals(Object o) {
            Object k, v, u; Map.Entry<?,?> e;
            return ((o instanceof Map.Entry) &&
                    (k = (e = (Map.Entry<?,?>)o).getKey()) != null &&
                    (v = e.getValue()) != null &&
                    (k == key || k.equals(key)) &&
                    (v == (u = val) || v.equals(u)));
        }

        /**
         * Virtualized support for map.get(); overridden in subclasses.
         */
        Node<K,V> find(int h, Object k) {
            Node<K,V> e = this;
            if (k != null) {
            //遍历，找到对应节点就返回.
                do {
                    K ek;
                    //必须满足hash值相等，key相等，且不为空。
                    if (e.hash == h &&
                        ((ek = e.key) == k || (ek != null && k.equals(ek))))
                        return e;
                } while ((e = e.next) != null);
            }
            return null;
        }
    }

 查询数据get()

get()方法如下：

  /**
     * Returns the value to which the specified key is mapped,
     * or {@code null} if this map contains no mapping for the key.
     *
     * <p>More formally, if this map contains a mapping from a key
     * {@code k} to a value {@code v} such that {@code key.equals(k)},
     * then this method returns {@code v}; otherwise it returns
     * {@code null}.  (There can be at most one such mapping.)
     *
     * @throws NullPointerException if the specified key is null
     */
    public V get(Object key) {
        Node<K,V>[] tab; Node<K,V> e, p; int n, eh; K ek;
        int h = spread(key.hashCode());
        if ((tab = table) != null && (n = tab.length) > 0 &&
            (e = tabAt(tab, (n - 1) & h)) != null) {
            //如果hash值相等，且key相等，就返回value
            if ((eh = e.hash) == h) {
                if ((ek = e.key) == key || (ek != null && key.equals(ek)))
                    return e.val;
            }
            else if (eh < 0)
                return (p = e.find(h, key)) != null ? p.val : null;
             //遍历
            while ((e = e.next) != null) {
                if (e.hash == h &&
                    ((ek = e.key) == key || (ek != null && key.equals(ek))))
                    return e.val;
            }
        }
        return null;
    }

添加数据put()

put()方法如下：

  /**
     * Maps the specified key to the specified value in this table.
     * Neither the key nor the value can be null.
     * key和value都不可以是null。
     *
     * <p>The value can be retrieved by calling the {@code get} method
     * with a key that is equal to the original key.
     *
     * @param key key with which the specified value is to be associated
     * @param value value to be associated with the specified key
     * @return the previous value associated with {@code key}, or
     *         {@code null} if there was no mapping for {@code key}
     * @throws NullPointerException if the specified key or value is null
     */
    public V put(K key, V value) {
        return putVal(key, value, false);
    }

    /** Implementation for put and putIfAbsent */
    final V putVal(K key, V value, boolean onlyIfAbsent) {
        if (key == null || value == null) throw new NullPointerException();
        //先计算key的hashCode
        int hash = spread(key.hashCode());
        int binCount = 0;
        for (Node<K,V>[] tab = table;;) {
            Node<K,V> f; int n, i, fh;
            //数组为空，则先初始化数组
            if (tab == null || (n = tab.length) == 0)
                tab = initTable();
            else if ((f = tabAt(tab, i = (n - 1) & hash)) == null) {
            //如果所在位置没有值，就直接插入节点
                if (casTabAt(tab, i, null,
                             new Node<K,V>(hash, key, value, null)))
                    break;                   // no lock when adding to empty bin
            }
            else if ((fh = f.hash) == MOVED)
                tab = helpTransfer(tab, f);
            else {
                V oldVal = null;
                //节点加锁
                synchronized (f) {
                    if (tabAt(tab, i) == f) {
                        if (fh >= 0) {
                            binCount = 1;
                            for (Node<K,V> e = f;; ++binCount) {
                                K ek;
                                if (e.hash == hash &&
                                    ((ek = e.key) == key ||
                                     (ek != null && key.equals(ek)))) {
                                    oldVal = e.val;
                                    if (!onlyIfAbsent)
                                        e.val = value;
                                    break;
                                }
                                Node<K,V> pred = e;
                                if ((e = e.next) == null) {
                                    pred.next = new Node<K,V>(hash, key,
                                                              value, null);
                                    break;
                                }
                            }
                        }
                        //处理树节点
                        else if (f instanceof TreeBin) {
                            Node<K,V> p;
                            binCount = 2;
                            if ((p = ((TreeBin<K,V>)f).putTreeVal(hash, key,
                                                           value)) != null) {
                                oldVal = p.val;
                                if (!onlyIfAbsent)
                                    p.val = value;
                            }
                        }
                    }
                }
                if (binCount != 0) {
                    //如果链表长度已经达到临界值8，就需要把链表转换为红黑树结构
                    if (binCount >= TREEIFY_THRESHOLD)
                        treeifyBin(tab, i);
                    if (oldVal != null)
                        return oldVal;
                    break;
                }
            }
        }
        addCount(1L, binCount);
        return null;
    }

数组 Node<K,V>[ ]的初始化

当数组为空时，初始化数组如下：

   /**
     * Initializes table, using the size recorded in sizeCtl.
     */
    private final Node<K,V>[] initTable() {
        Node<K,V>[] tab; int sc;
        while ((tab = table) == null || tab.length == 0) {
            if ((sc = sizeCtl) < 0)
                Thread.yield(); // lost initialization race; just spin
            //采用了CAS
            else if (U.compareAndSwapInt(this, SIZECTL, sc, -1)) {
                try {
                    if ((tab = table) == null || tab.length == 0) {
                        int n = (sc > 0) ? sc : DEFAULT_CAPACITY;
                        @SuppressWarnings("unchecked")
                        Node<K,V>[] nt = (Node<K,V>[])new Node<?,?>[n];
                        table = tab = nt;
                        sc = n - (n >>> 2);
                    }
                } finally {
                    sizeCtl = sc;
                }
                break;
            }
        }
        return tab;
    }

 

Segment类是基于可重入锁ReentrantLock的内部类。可以设定负载因子loadFactor。

jdk1.8以前采用的锁分段技术就是使用Segement实现的。Segement可以锁住各个HashEntry。保证多线程环境下各个部分不产生冲突。

    /**
     * Stripped-down version of helper class used in previous version,
     * declared for the sake of serialization compatibility
     */
    static class Segment<K,V> extends ReentrantLock implements Serializable {
        private static final long serialVersionUID = 2249069246763182397L;
        final float loadFactor;
        Segment(float lf) { this.loadFactor = lf; }
    }

扩容

   /**
     * Moves and/or copies the nodes in each bin to new table. See
     * above for explanation.
     */
    private final void transfer(Node<K,V>[] tab, Node<K,V>[] nextTab) {
        int n = tab.length, stride;
        if ((stride = (NCPU > 1) ? (n >>> 3) / NCPU : n) < MIN_TRANSFER_STRIDE)
            stride = MIN_TRANSFER_STRIDE; // subdivide range
        if (nextTab == null) {            // initiating
            try {
                @SuppressWarnings("unchecked")
                Node<K,V>[] nt = (Node<K,V>[])new Node<?,?>[n << 1];
                nextTab = nt;
            } catch (Throwable ex) {      // try to cope with OOME
                sizeCtl = Integer.MAX_VALUE;
                return;
            }
            nextTable = nextTab;
            transferIndex = n;
        }
        int nextn = nextTab.length;
        ForwardingNode<K,V> fwd = new ForwardingNode<K,V>(nextTab);
        boolean advance = true;
        boolean finishing = false; // to ensure sweep before committing nextTab
        for (int i = 0, bound = 0;;) {
            Node<K,V> f; int fh;
            while (advance) {
                int nextIndex, nextBound;
                if (--i >= bound || finishing)
                    advance = false;
                else if ((nextIndex = transferIndex) <= 0) {
                    i = -1;
                    advance = false;
                }
                else if (U.compareAndSwapInt
                         (this, TRANSFERINDEX, nextIndex,
                          nextBound = (nextIndex > stride ?
                                       nextIndex - stride : 0))) {
                    bound = nextBound;
                    i = nextIndex - 1;
                    advance = false;
                }
            }
            if (i < 0 || i >= n || i + n >= nextn) {
                int sc;
                if (finishing) {
                    nextTable = null;
                    table = nextTab;
                    sizeCtl = (n << 1) - (n >>> 1);
                    return;
                }
                if (U.compareAndSwapInt(this, SIZECTL, sc = sizeCtl, sc - 1)) {
                    if ((sc - 2) != resizeStamp(n) << RESIZE_STAMP_SHIFT)
                        return;
                    finishing = advance = true;
                    i = n; // recheck before commit
                }
            }
            else if ((f = tabAt(tab, i)) == null)
                advance = casTabAt(tab, i, null, fwd);
            else if ((fh = f.hash) == MOVED)
                advance = true; // already processed
            else {
                synchronized (f) {
                    if (tabAt(tab, i) == f) {
                        Node<K,V> ln, hn;
                        if (fh >= 0) {
                            int runBit = fh & n;
                            Node<K,V> lastRun = f;
                            for (Node<K,V> p = f.next; p != null; p = p.next) {
                                int b = p.hash & n;
                                if (b != runBit) {
                                    runBit = b;
                                    lastRun = p;
                                }
                            }
                            if (runBit == 0) {
                                ln = lastRun;
                                hn = null;
                            }
                            else {
                                hn = lastRun;
                                ln = null;
                            }
                            for (Node<K,V> p = f; p != lastRun; p = p.next) {
                                int ph = p.hash; K pk = p.key; V pv = p.val;
                                if ((ph & n) == 0)
                                    ln = new Node<K,V>(ph, pk, pv, ln);
                                else
                                    hn = new Node<K,V>(ph, pk, pv, hn);
                            }
                            setTabAt(nextTab, i, ln);
                            setTabAt(nextTab, i + n, hn);
                            setTabAt(tab, i, fwd);
                            advance = true;
                        }
                        else if (f instanceof TreeBin) {
                            TreeBin<K,V> t = (TreeBin<K,V>)f;
                            TreeNode<K,V> lo = null, loTail = null;
                            TreeNode<K,V> hi = null, hiTail = null;
                            int lc = 0, hc = 0;
                            for (Node<K,V> e = t.first; e != null; e = e.next) {
                                int h = e.hash;
                                TreeNode<K,V> p = new TreeNode<K,V>
                                    (h, e.key, e.val, null, null);
                                if ((h & n) == 0) {
                                    if ((p.prev = loTail) == null)
                                        lo = p;
                                    else
                                        loTail.next = p;
                                    loTail = p;
                                    ++lc;
                                }
                                else {
                                    if ((p.prev = hiTail) == null)
                                        hi = p;
                                    else
                                        hiTail.next = p;
                                    hiTail = p;
                                    ++hc;
                                }
                            }
                            ln = (lc <= UNTREEIFY_THRESHOLD) ? untreeify(lo) :
                                (hc != 0) ? new TreeBin<K,V>(lo) : t;
                            hn = (hc <= UNTREEIFY_THRESHOLD) ? untreeify(hi) :
                                (lc != 0) ? new TreeBin<K,V>(hi) : t;
                            setTabAt(nextTab, i, ln);
                            setTabAt(nextTab, i + n, hn);
                            setTabAt(tab, i, fwd);
                            advance = true;
                        }
                    }
                }
            }
        }
    }

 

更详细的内容见 ：  https://blog.csdn.net/u010723709/article/details/48007881